Capital Market

Our Capital Markets practice has deep and vast expertise in complex operations, both in Brazil and abroad, with a team with proven experience in advising both issuers of securities and coordinators, securitizers, fiduciary agents (trustees), investment banks and other market players.

Our clients trust on our legal advice on the most diverse fronts of the Capital Markets’ practice, such as:

– Structuring and conducting public offerings of securities, such as offerings of shares (IPO and Follow-on), debentures, commercial notes, promissory notes, real estate receivables certificates (CRI), agribusiness receivables certificates (CRA), receivables certificates (CR), financial bills, international issues of Bonds/Notes under Rule 144A/Regulation S, investment fund quotas (FIDC, FII, FIP, FIAGRO).

– Conducting the entire process for obtaining registration as a publicly traded company before the Brazilian Securities and Exchange Commission (CVM), both in category A and category B, including preparation of the Reference Form, adaptation of bylaws and related corporate and governance issues in the pre-registration phase with the CVM, and preparation of policies.

– Regulatory compliance related to the day-to-day running of a public company, including updating the Reference Form, and guidance on the scope and content of material facts and announcements to the market.

– Obtaining market participant registration with the CVM for management companies, independent investment agents (investment advisors), securities consultants, crowdfunding platforms, among others.

– Regulatory compliance issues for investment funds, managers, custodians, securities portfolio managers, brokers, and securities distributors.

– Conducting administrative proceedings, sanctions proceedings, and terms of commitment.